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GET SECURITIES LICENSED

Build Wealth. Build Leadership. Build your Future.

Step 1: Access Kaplan Study Materials & Join a Study Course (Optional)

Get prepared with the right study materials. Kaplan provides comprehensive resources to help you succeed. Enrolling in a study course is optional but recommended for faster results. 

Step 2: Take & Pass the SIE Exam

The Securities Industry Essentials (SIE) exam is your first required exam. Study hard and pass to move forward in the licensing process.

Step 3: Get Fingerprinted & Submit U4

Complete your fingerprinting and submit the U4 form to officially register for the next steps in your licensing journey.

Step 4: Take & Pass the Series 6 Exam

The Series 6 exam qualifies you to sell investment company products and variable contracts. Study and pass to unlock new business opportunities. 

Step 5: Take & Pass the Series 63 Exam

Complete the final step by passing the Series 63 exam, allowing you to conduct securities business. 

Want to Get Licensed Fast? Join Coach Micah’s 90-Day Licensing Group!

Monday Nights

9PM CST

The information provided on this website is intended solely for educational and training purposes for independent agents associated with Level Up Financial Group. This site is not affiliated with, endorsed by, or representing any specific insurance or financial services company. All content reflects the values, training philosophy, and guidance of Level Up Financial Group and should not be construed as advice or recommendations from any third-party organization.

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